- Corporate Compliance
- 1.Provided regular legal counsel services to achieve overall compliance and daily operation compliance of enterprises
2.Having expertise and rich experience in the following compliance areas;
(1)Overseas anti-corruption compliance services to foreign-related enterprises in Chinese, English, French, Italian, and Arabic languages;
(2)Anti-forced-labor compliance service for foreign-related business;
(3)Compliance related to transfer, evaluation and transaction of state-owned property rights of enterprises, and merger, acquisition, reorganization and change in property rights;
(4)Appraisal, audit, AIC, tax, land management and other compliance matters during the restructuring process of state-owned enterprises;
(5)Compliance concerning the incentive and restraint mechanisms for the management of state-owned enterprises;
(6)Establishment and improvement of employee equity incentives, equity structure and shareholders’ rights;
(7)Prevention and coordination of disputes over shareholders’ rights and interests.
3.Business compliance training as requested by clients
- Capital Markets
- 1.Stock and Bond Issuance, ABS, Stock Pledge Repo
(1)Assisted in the conversion of a limited liability company into a company limited by shares for the purpose of listing;
(2)Advised on state-owned enterprise restructuring, drafted state-owned enterprise equity plan and provided compliance advice;
(3)Pre-IPO compliance and issuance coach, and reviewed, modified and prepared legal documents on company incorporation and issuance, listing and underwriting of securities, etc.;
(4)Advised on seasoned equity offering and rights issue by listed companies;
(5)Advised on issuance of corporate bonds and enterprise bonds in stock exchange markets and inter-bank markets.
2.Equity Investment Funds, Securities Investment Funds, Buyout Funds
(1)Participation in acquisitions of listed companies and material asset restructurings;
(2)Compliance services such as filing and registration of fund managers, fund establishment and fund raising plans;
(3)Compliance services for funds, trusts, collective capital plans and other assets management products;
(4)Compliance operation, risk identification and risk control of securities investment funds and equity investment funds;
(5)Legal due diligence, liquidations of assets and review of reports for funds liquidation
3.Trust, Commercial Factoring
(1)Legal due diligence on underlying assets and underlying contracts;
(2)Legal services relating to investment or financing structures, credit enhancement, etc.
