Profile
Mr. SHA has more than 25 years of legal practice experience. He is a foreign-related lawyer selected under the Ministry of Justice’s Thousand-Talent Program, a member of Guangdong Provincial Leading Talents Pool of Foreign-related Lawyers, a member of the Qualification Pool of External Directors of Enterprises Supervised by Guangzhou SASAC, and serves as independent director and supervisor for state-owned listed companies. He acts as an arbitrator of the Hainan International Arbitration Court and Zhaoqing Arbitration Commission, and holds committee memberships in multiple professional committees of the Guangdong Lawyers Association and Guangzhou Lawyers Association. He previously served as Counselor of the Policy Research Office of Guangzhou Municipal People's Government, Associate Professor at Wuhan University of Technology, and Deputy Chief Engineer of a large state-owned enterprise. Equipped with outstanding domestic and overseas educational background, he is proficient in Chinese, English and French, and delivers legal services to clients at home and abroad. His core practice focuses on corporate law and securities law, with particular expertise in corporate compliance, capital market businesses including IPO, seasoned equity offering (SEO), reverse takeover (RTO), asset-backed securitization (ABS), bonds, funds and trusts, private equity, and mergers and acquisitions. He also handles state-owned assets management, restructuring and mixed-ownership reform, corporate compliance system construction, BOT projects and bidding-related legal matters. His clients and involved projects cover large state-owned enterprises, world-famous investment funds, listed companies, securities firms, fund companies, futures companies, trust companies and commercial banks, spanning China, the United States, France, India, Thailand and multiple African countries. Over the years, his academic papers and works have been published in journals including Chinese Lawyers.
Practice Areas
Corporate compliance, capital markets, mergers and acquisitions, funds and trusts, state-owned assets restructuring and disposal
Social Positions
Member, Qualification Pool of External Directors of Enterprises Supervised by Guangzhou SASAC
Independent Director & Supervisor of State-owned Listed Companies
Arbitrator & Mediator, Hainan International Arbitration Court
Arbitrator, Zhaoqing Arbitration Commission
Arbitrator, Maoming Arbitration Commission
Mediator, Guangzhou International Commercial Mediation Center
Member, Belt and Road Foreign Affairs Committee, Guangdong Lawyers Association
Member, Cross-border Investment Legal Committee, Guangdong Lawyers Association
Member, Foreign-related Legal Affairs Committee, Guangdong Lawyers Association
Relevant Achievements
1. A-share IPO: Provided restructuring and IPO legal services for a state-owned enterprise; delivered IPO services for a high-tech enterprise listed on the SSE STAR Market.
2. Advised on multiple public share transfer projects on the NEEQ, including a Guangdong technology manufacturing holding enterprise and an art industry enterprise.
3. Domestic Listed Company Acquisition: Assisted a private enterprise in acquiring a state-owned listed company.
4. Overseas Listed Shell Acquisition: Handled acquisition of a NASDAQ OTCBB shell company.
5. Listed Company Supervision: Advised an A-share listed company on lifting administrative regulatory measures to remove voting right restrictions on its foreign actual controller and drafted the implementation plan.
6. Advised a domestic Singapore-listed enterprise on major debt restructuring arrangements.
7. Acquisition Fund: Provided compliance advice for an RMB 26.1 billion acquisition project implemented via a trust collective fund plan.
8. Multiple private equity financing projects: Angel round investment for a mobile internet startup; Series A round (led by Tencent) and Series B round (jointly invested by Alibaba and Tencent); USD 42.8 million overseas financing under VIE structure for a domestic enterprise; USD 30 million financing for a domestic enterprise through round-trip investment via a domestic resident-established special purpose vehicle.
9. Cross-border investment and financing: Major onshore and offshore financing including preferred shares and Euro convertible bonds; provided legal services for a railway enterprise concerning an overseas direct investment project in a Belt and Road country.
10. Provided legal counsel for multiple private investment fund managers and fund investment projects.
11. Corporate Acquisition: Conducted legal due diligence and issued legal opinions for the acquisition of a futures company.
12. Special capital transactions: Notarization arrangement for stock pledged repurchase; arbitration representation for commercial factoring disputes.
13. State-owned assets management and compliance: Restructuring of a Guangzhou state-owned enterprise; restructuring, free asset transfer, equity bidding, auction and listing for a Foshan state-owned enterprise; full-process legal services covering mixed-ownership reform, restructuring and listing of a wholly state-owned enterprise in Beijing.
14. CBRC administrative approval: Advised on investor qualification and compliance matters for investment in a non-local city commercial bank.
15. CSRC administrative approval: Advised securities companies on capital increase and share expansion; advised on foreign-invested capital increase and equity acquisition of a fund management company.
16. Government procurement: Handled procurement compliance disputes arising from a large-scale international project.
17. Intellectual property compliance: Designed compliance solutions for an online game adapted from film works.
18. Corporate compliance: Served as perennial legal counsel for an enterprise for 20 consecutive years, forming a benchmark case for routine corporate compliance legal services.
Honors and Awards
Outstanding Professional Member Award, Financial and Securities Committee, Guangzhou Lawyers Association
Outstanding Professional Member Award, Securities Committee, Guangzhou Lawyers Association
Award for Excellent Theoretical Achievements & Academic Papers

